Distributor

How can I change my existing Bank Details?

What are the rules to be a compliant Advisor?

The conventions that an Advisor needs to abide by are:

An Advisor should continuously have the validation of registry with AMFI
As an ARN holder, comply with all circulars issued by AMFI and SEBI
Not claim brokerage for his/her own investments
Not share brokerage with his client
Submit the Self-Declaration form to the AMC before the end of the financial year

What are the documents required to transfer AUM from one ARN to ARN?

Letter from source Distributor for transferring the AUM.
Existing broker has to intimate the investors regarding AUM transfer.(Copy of intimation letter sent to the investors should be submitted)
NOC from the target distributor.
Self attested ARN Card copy & PAN Card copy of both the distributors is to be provided (If not provided earlier)
BR / ASL for Corporate are to be provided (If there is any change)
KYD acknowledgement

Tools and Calculators

Other Tata Group Sites

Statutory Disclosures

Our Funds

show less

Declaration

The information and data contained in this Website do not constitute distribution, an offer to buy or sell or solicitation of an offer to buy or sell any Schemes/Units of Tata Mutual Fund, securities or financial instruments in any jurisdiction in which such distribution, sale or offer is not authorised. The material/information provided in this Website is for the limited purposes of information only for the investors. In particular, the information herein is not for distribution and does not constitute an offer to buy or sell or solicitation of an offer to buy or sell any Schemes/Units of Tata Mutual Fund, securities or financial instruments to any person in the United States of America ('US')/Canada.

Currently, the funds of TATA Mutual Fund have not been registered under the United States Securities Act of 1933 (the 'Securities Act') or under the securities laws of any state and the funds have not been registered under the Investment Company Act of 1940 (the 'Investment Company Act') of the United States. Units in the funds are therefore not being offered or sold within the United States/ Canada or to United States/ Canadian Persons.

By entering this Website or accessing any data contained in this Website, I/We hereby confirm that I/We am/are not a U.S. person, within the definition of the term 'US Person' under the US Securities laws/resident of Canada. I/We hereby confirm that I/We are not giving a false confirmation and/or disguising my/our country of residence. I/We confirm that Tata Mutual Fund/Tata Asset Management Private Limited (TATA AMC) is relying upon this confirmation and in no event shall the directors, officers, employees, trustees, agents of TATA AMC associate/group companies be liable for any direct, indirect, incidental or consequential damages arising out of false confirmation provided.

Continue