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How can I change my existing Bank Details?
What are the rules to be a compliant Advisor?

The conventions that an Advisor needs to abide by are:

  • An Advisor should continuously have the validation of registry with AMFI
  • As an ARN holder, comply with all circulars issued by AMFI and SEBI
  • Not claim brokerage for his/her own investments
  • Not share brokerage with his client
  • Submit the Self-Declaration form to the AMC before the end of the financial year
What are the documents required to transfer AUM from one ARN to ARN?
  • Letter from source Distributor for transferring the AUM.
  • Existing broker has to intimate the investors regarding AUM transfer.(Copy of intimation letter sent to the investors should be submitted)
  • NOC from the target distributor.
  • Self attested ARN Card copy & PAN Card copy of both the distributors is to be provided (If not provided earlier)
  • BR / ASL for Corporate are to be provided (If there is any change)
  • KYD acknowledgement
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